A superb regulatory role currently exists within the growing and commercially successful Sales and Trading area of this well established investment bank.
The successful candidate would require sound knowledge of the OTC derivatives product area with proven ability in applying advice to the
A superb regulatory role currently exists within the growing and commercially successful Sales and Trading area of this well established investment bank.
The successful candidate would require sound knowledge of the OTC derivatives product area with proven ability in applying advice to the business in this regard, including the retail area. Based on the trading floor, the role involves providing advice on transactions, new products and business initiatives, whilst monitoring sales and trading ensuring compliance to FSA regulation and internal policy.
Highlights of the role include:-
Provision of support to the Management in interpretation of regulatory changes and their impact on controls and the business Compliance related projects Reviewing and recommending compliance and control related improvements in the interest of best practice Mentoring and managing colleagues whilst providing regulatory assurance to the business for both the long and short term
This is a truly stimulating career opportunity with expanding scope in line with increasing business expansion both in the UK and internationally.
