Our client is a leading global Investment management firm with an extensive track record in providing alternative investment products. An excellent opportunity has arisen for compliance professional to join the team.
The role is varied and combines daily duties with longer-term project work. Dealing with the Compliance oversight of the investments you will be responsible for the following: -
Deal with exchange correspondence Work with the Valuations team and maintain the monitoring programme Maintain conflicts of interest register Conduct testing and draft reports of findings from reviews
Skills Required
Previous experience in compliance is essential. Aware of current issues affecting financial services firms and previous experience in the sector.