An excellent opportunity has arisen with a well-recognised and reputable bank. Specialising in the private banking / wealth management arena a Compliance Officer is required for an advisory position.
Candidate Responsibilities
The candidate sought will work as a regional compliance manager providing advice and solutions on all compliance related matters to the private bank and asset manager. Acting as a primary contact for compliance related matters to Senior Managers and the Board. Act as a main point of contact with the Regulator and continue to foster a positive relationship. Monitor and advise on forthcoming regulatory changes. Provide formal compliance reporting as required and support new business initiatives. Review and approve new marketing materials.
Skills Required
Degree educated with some further relevant studies A proven track record in compliance and experience of working for a Private Bank / Wealth Manager
