Prudential Regulatory Team

This specialist team focuses on advising clients on prudential matters including:

· Assisting firms in understanding the impact of prudential developments such as Basel II and the Capital Requirements Directive;

· Providing practical support to firms in developing the Internal Capital Adequacy Assessment Process (ICAAP);

· Providing detailed guidance on the application of prudential capital rules contained in the GENPRU and BIPRU sourcebooks (and other prudential sourcebooks as applicable e.g. IPRU INV);

· Providing advice in relation to regulatory reporting requirements;

· Assisting with applications to the Financial Services Authority for Part IV permission;

· Providing advice on capital planning and efficient capital structures;

· Assisting on regulatory due diligence projects;

· Working with other KPMG colleagues on multi-disciplinary projects.

Responsibilities

• Assisting with the delivery of client engagements as part of a team or working autonomously
• Managing smaller engagements including planning, scoping and staff management
• Identifying business development opportunities and escalating to more senior members of the team where necessary
• Mentoring and coaching of other less experienced team members Assisting with the preparation of client proposals, risk management procedures etc
• Support KPMG's efforts in relation to sales and marketing, Research and Development and Knowledge Management
• Develop and keep abreast with changes in specialism through research, attendance at conferences etc feed this back to the rest of the FRM team
  
  The Individual
  · Relevant financial services experience with a prudential regulatory focus, either as part of a financial services firm, in an advisory capacity or in the regulation of such firms.

  · Experience of investment or corporate banks and/or investment and excellent technical knowledge of prudential regulatory issues (including one or more of: CRD, Basel II, ICAAP, capital requirements, regulatory reporting, FSA authorisations etc).

  · Understanding of financial services firms' businesses, structures, governance frameworks and risk management.

  · Clear grasp of latest regulatory developments and key current issues facing regulated firms

  · Ability to produce and deliver high quality technical analysis, using excellent oral / written communication skills and demonstrating breadth and depth of knowledge

  · Proven track record in sales and building client relationships demonstrating networking and influencing skills

  · Experience of delivering significant regulatory projects, demonstrating planning and project management and the ability to develop creative and innovative solutions for demanding clients

  · Excellent stakeholder and relationship management skills and ability to develop and maintain strong internal and external network of contacts.

  · Strong leadership skills and ability to manage a team of professional staff