PrivateBankerInternational.com - VRL KnowledgeBank
 
Career Center Jobs and Career Management in the Financial Markets, Banking & Finance Career Center
  Job Seekers Sign in / Register Recruiter's Sign-in
Careers Home  |   My eFinancialCareers  |   Find a Job  |   Post Resume
Search by Company  |   News & Advice  |   Search Resumes  |   Post a Job 
Regulatory Manager, UK-London
Regulatory Manager
Company: KPMG  
Location:   UK-London  
Remuneration:   KPMG offers a competitive base salary, benefits plus bonus  
Position Type:   Employee  
Employment type:   Full time  
Work permit req:   UK  
Updated:   18 Jul 2008  
eFC Ref no:   400337  
 


Financial Risk Management (FRM) is an integrated group comprised of our underlying Financial Services risk management, regulatory advisory and actuarial service areas. We have 160 UK-based advisers and are looking to grow to 200 in 2008.

We have recently merged with our corresponding German and Swiss practices to become the first European-wide risk practice of the Big Four. Each service area provides solutions to our clients in their underlying area of specialist knowledge and we work together in supporting our clients across the broad field of risk, governance and compliance issues that they face. Our focus is on providing commercially relevant advice underpinned by a thorough understanding of the underlying technical content. We work extensively with KPMG's other advisory service lines on supporting transactions, investigations and wider consulting engagements for our clients.

Responsibilities

  • Assisting in the delivery of client engagements, managing or working as a part of project team on client sites and day-to-day liaison with clients
  • Providing technical input to a number of projects including projects with other KPMG departments · Support senior management efforts to cultivate and maintain target client relationships, including assisting with proposals and pitching for new work
  • Drafting reports and making oral presentations of findings and recommendations
  • To work with other KPMG teams and provide technical input where necessary
  • People development and mentoring, including management of internal and client teams and providing feedback to staff on their performance on engagements
  • Depending on seniority, the successful candidate may be required either to take responsibility for a larger - possibly multi-disciplinary - engagement team or to manage small teams carrying out engagements
  • As well as project delivery responsibilities, the role will involve supporting other aspects of the team's work including sales and marketing, research and development of new services, and knowledge management.

    The Individual
    • Degree and / or relevant professional qualification and relevant industry experience.
    • Knowledge of FSA Supervisory Framework focussing specifically on the ARROW assessment framework
    • Regulatory/ Operational Experience of COB (inc MCOB, ICOB, NewCOB)
    • Knowledge/ Experience of Governance and Systems and Controls regulation that affect our retail clients
    • Relevant Sectoral experience - Life/ Retail Banking/ GI
    • Practical knowledge/ experience of the FSA principle of TCF Knowledge regarding More Principle Based Regulation
    • Competency to conduct Skilled Person related regulatory investigations (e.g. s166 FSMA and market conduct related investigations)
    • Knowledge of products, the markets and leading practices in managing regulatory and compliance risks in the Life and Retail banking industries
    • Understanding the role of the regulator and advising clients on managing their relationship with the regulator e.g. ongoing supervision (inc. ARROW preparation), risk mitigation and dealing with enforcement

All jobs from KPMG
Email this job
Print this job
Save this job
Company:
KPMG
Website:
www.kpmg.co.uk
Recruiter Ref:
16719

All jobs from KPMG
Email this job
Print this job
Save this job


 home | subscribe | who are we | advertise | contact us

© VRL KnowledgeBank  2007      term & conditions