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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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1-30 of 338 Jobs Company Location Date
Head of Client Onboarding
Macquarie
Salary: Information not provided
UK-London 21 Nov
This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 21 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 21 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 20 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Operational Support & Transfer Pricing Manager - Oil Trading
Cameron Kennedy
Salary: £53,000 - £60,000 + Bonus...
UK-London 20 Nov
You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data captured in the o...
Junior Lawyer
ETF Securities
Salary: Competitive + Bonus
UK-London 20 Nov
ETF Securities has an opportunity for a Junior Lawyer to assist in developing the Company’s securities and funds platforms. E...
Compliance Officer with Japanese
Euro London Banking and F...
Salary: Competitive + excellent b...
UK-London 20 Nov
A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex...
Compliance Officer
Euro London Banking and F...
Salary: Competitive + benefits
UK-London 20 Nov
A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex...
Dutch speaking documentation specialist
Euro London Banking and F...
Salary: Competitive
UK-London 20 Nov
The bank’s Global Product Solutions division provides Cash Management products and services to a global client base. To suppo...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 20 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 20 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 20 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Compliance Manager
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
VP Corporate Tax Compliance
GRS Group
Salary: £negotiable
UK-London 20 Nov
Senior Tax Compliance and Reporting profession required for our large financial services client based in London
Compliance Consultant
MandG
Salary: Competitive
UK-London 20 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
Risk / Audit Applications Project Manager
Aston Carter
Salary: 50000-60000 plus package
UK-London 20 Nov
Excellent opportunity for someone with a broad technical background to rapidly expand their knowledge of project management,...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 20 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
** TAKEOVER PANEL DISCLOSURES - CONTRACT POSITION **
Law Professionals
Salary: NA
UK-London 20 Nov
Contract with a leading investment bank within the control room handling takeover panel disclosure requirements
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 20 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 20 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 20 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Compliance Risk Assessment and Monitoring
Hays City
Salary: £60,000
UK-London 20 Nov
My client is an investment banking firm that provides M&A, strategic alliances, equity and debt underwriting, sales and tradi...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 20 Nov
Financial Markets Compliance
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 20 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 20 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Senior Manager Control Room - Investment Bank
Hays City
Salary: £100,000
UK-London 20 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
In-house Lawyer - Alternative Investments
The Emerald Group
Salary: Competititve
UK-London 20 Nov
My client who operate within the alternative investments space are looking to hire a lawyer from a hedge fund / FoHF.
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 19 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Head of Risk Change, EMEA
Northern Trust
Salary: Competitive
UK-London 19 Nov
As a senior Risk Professional you will be responsible for managing key EMEA Risk and Compliance Projects. Whilst each projec...
Jobs: Compliance / Legal (1-30 of 338 Jobs)

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