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Jobs: Compliance / RegulatoryCompliance / Legal
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1-30 of 227 Jobs Company Location Date
Compliance Officer/Manager - Cyprus
GRS Recruitment (Cyprus)
Salary: market rate + performance...
UK-London 28 Nov
An exciting opportunity has arisen for a UK experienced compliance officer/manager to join a well established team in Cyprus....
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 27 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Large Holdings Compliance Advisory Associate
McGregor Boyall
Salary: £Excellent
UK-London 27 Nov
The role will take responsibility in assisting the Global Heads of Large Holdings with the deliverables and expansion of Larg...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 27 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 27 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
VP Supervision and Control
Joslin Rowe Investment
Salary: Excellent++
UK-London 27 Nov
A city based wealth manager is seeking a Vice President to head up this team
Compliance Analyst - Leading Financial Institution
Joslin Rowe Compliance
Salary: Negotiable
UK-London 27 Nov
My client is a leading financial institution with a strong global presence. Due to expansion they are seeking a Analyst to jo...
Assistant Compliance Officer
Castlestone Management Lt...
Salary: D.O.E
UK-London 27 Nov
You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE...
Compliance Advisory Specialist
GRS Group
Salary: £350 per day
UK-London 27 Nov
A leading investment bank requires a Compliance Advisory specialist to provide day to day advice, guidance and support to the...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 27 Nov
Financial Markets Compliance
International Compliance Consultant
Wachovia Bank N.A.
Salary: Competitive Salary + Bene...
UK-London 27 Nov
Responsible for developing, implementing, and monitoring compliance programs for the Global Financial Institutions (GFI) grou...
Client On-Boarding : Trading Floor Role
Joslin Rowe Compliance
Salary: £Negotiable
UK-London 27 Nov
Our client is a premier global investment bank . This wonderful role will be situated within the client onboarding team on...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Senior Manager Control Room - Investment Bank
Hays City
Salary: £100,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 27 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 27 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 27 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
MANAGER/SENIOR MANAGER, FINANCIAL RISK MANAGEMENT AND REGULATORY CONSULTANCY, PRUDENTIAL, LIQUIDITY RISK AND REGULATORY ADVISORY
Incarter International Lt...
Salary: Highly competitive
UK-London 26 Nov
Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks business-oriented...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 26 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Compliance Officer - Contract
Société Générale - UK
Salary: Excellent
UK-London 26 Nov
The post holder reports into, and is managed on a day to day basis by, the Head of UK Compliance for SGSS
Manager - Banking Tax Accounting & Risk Advisory
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Manager - Banking Tax Accounting & Risk Advisory - London - Competitive Salary
** Compliance Manager - Securities Trading **
Law Professionals
Salary: COMPETITIVE
UK-London 26 Nov
Our client a global dealer broker is looking to bring on board a Compliance Manager to assist in executing the compliance pro...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 26 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Legal ISDA Negotiator
Société Générale - UK
Salary: Competitive
UK-London 26 Nov
We have an exciting opportunity for a dynamic individual to join our Derivatives team in Group Legal in a newly defined role....
Commodities lawyer
Société Générale - UK
Salary: Excellent plus Benefits
UK-London 26 Nov
The main focus of this role will be to provide legal support and advice to some business lines within SG CIB's "Commodities C...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 26 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
VAT/Compliance Representative
Bloomberg
Salary: Competitive + Benefits +...
UK-London 25 Nov
The Role:

The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Jobs: Compliance / Regulatory (1-30 of 227 Jobs)

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